Privacy & Confidentiality Policy
Your privacy and the security of your information are our highest priorities
Our Commitment to Privacy:
INNEALTA CAPITAL, LLC is committed to protecting the privacy and confidentiality of our clients' personal and financial information. This Privacy & Confidentiality Policy explains how we collect, use, protect, and share your information.
Information We Collect
Personal Information
To provide you with professional financial services, we collect and maintain various types of personal information, including:
- Name, address, email address, and telephone number
- Social Security number or Tax Identification Number
- Date of birth and employment information
- Financial information including income, assets, liabilities, and investment objectives
- Bank account and investment account information
- Information about your transactions with us or others
- Information received from consumer reporting agencies
How We Collect Information
We collect information through various means:
- Information you provide on applications, forms, and other documents
- Information you provide during consultations and meetings
- Information about your transactions and account activity
- Information from third parties such as custodians and other financial institutions
- Information from consumer reporting agencies
How We Use Your Information
We use the information we collect to:
- Provide investment advisory and financial planning services
- Process transactions and maintain your accounts
- Respond to your inquiries and communicate with you
- Comply with legal and regulatory requirements
- Protect against fraud and unauthorized transactions
- Improve our services and develop new offerings
Information Sharing and Disclosure
Limited Sharing
We do not sell your personal information to third parties. We may share your information only in the following limited circumstances:
- Service Providers: We may share information with companies that perform services on our behalf, such as custodians, broker-dealers, and technology providers
- Legal Requirements: We may disclose information when required by law, regulation, or legal process
- Business Transfers: In the event of a merger, acquisition, or sale of assets, client information may be transferred to the acquiring entity
- With Your Consent: We may share information with third parties when you have given us permission to do so
Confidentiality Agreements
All service providers and third parties with whom we share information are required to maintain the confidentiality of your information and use it only for the purposes for which it was disclosed.
Information Security
We maintain physical, electronic, and procedural safeguards to protect your personal information:
- Secure storage of physical documents in locked facilities
- Encryption of electronic data and secure transmission protocols
- Access controls limiting information access to authorized personnel only
- Regular security assessments and updates to our systems
- Employee training on privacy and security procedures
- Secure disposal of information when no longer needed
Your Privacy Rights
Access and Correction
You have the right to access and request correction of your personal information. If you believe any information we have about you is inaccurate or incomplete, please contact us and we will promptly review and update your information as appropriate.
Opt-Out Rights
You may opt out of certain information sharing practices. However, please note that opting out may limit our ability to provide certain services to you. Contact us to discuss your opt-out preferences.
Former Clients
We continue to protect the privacy of former clients' information in accordance with this policy. We retain client information as required by law and professional standards, and we maintain the same security and confidentiality protections for former client information.
Website and Electronic Communications
When you visit our website or communicate with us electronically:
- We may collect technical information such as IP addresses and browser types
- We use secure connections (SSL/TLS) to protect data transmission
- We do not use cookies to track personal information
- Email communications may not be secure; we recommend not sending sensitive information via unencrypted email
Changes to This Policy
We reserve the right to modify this Privacy & Confidentiality Policy at any time. We will notify you of any material changes by sending a notice to your email address on file or by posting a notice on our website. Your continued use of our services after such notification constitutes acceptance of the updated policy.
Regulatory Compliance
INNEALTA CAPITAL complies with all applicable federal and state privacy laws and regulations, including but not limited to:
- Gramm-Leach-Bliley Act (GLBA)
- Securities and Exchange Commission (SEC) regulations
- State privacy laws and regulations
Questions or Concerns?
If you have any questions about this Privacy & Confidentiality Policy or concerns about how we handle your personal information, please contact us. We are committed to addressing your concerns and protecting your privacy.
Last Updated: January 22, 2026